Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 8-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
DUFFY KRUSPODIN LLP1 year Filed as: DUFFY, KRUSPODIN & COMPANY, LLP Service code 15 · EIN 95-4244393 | Recordkeeping | $10,000 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,625 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS Service code 49 17140 BERNARDO CTR DR STE 350 · SAN DIEGO, CA 92128 | Other Services | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,478 | $75,183-87.4% | $123,894-92.4% | $55,167-82.8% |
| Participation rate | 76.3% | 72.8%+3.5pp | 81.4%-5.1pp | 69.0%+7.3pp |
| Annual return | 24.25% | 19.01%+5.2pp | 47.52%-23.3pp | 169.23%-145.0pp |
| Employer contribution / active EE | $410 | $2,823-85.5% | $4,617-91.1% | $1,963-79.1% |
| Participant deferral / active EE | $2,206 | $5,084-56.6% | $5,984-63.1% | $3,054-27.8% |
| Admin fee / account holder | $96 | $663-85.5% | $8,357-98.9% | $504-80.9% |