Filed January 17, 2020 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Distribution (12b... | $293,112 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 16 · EIN 87-0462192 | Consulting | $165,333 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,146 | $91,937-79.2% | $59,899-68.0% | $68,904-72.2% |
| Participation rate | 99.3% | 74.4%+24.9pp | 74.7%+24.6pp | 74.1%+25.2pp |
| Annual return | -3.64% | -3.10%-0.5pp | 3.46%-7.1pp | 1.07%-4.7pp |
| Employer contribution / active EE | $2,633 | $4,347-39.4% | $2,723-3.3% | $2,540+3.7% |
| Participant deferral / active EE | $2,570 | $3,817-32.7% | $3,403-24.5% | $4,015-36.0% |
| Admin fee / account holder | $63 | $27+135.8% | $3,592-98.2% | $71-11.6% |