KESTRA INVESTMENT SERVICES LLC
159 known aliases resolved via the canonical alias map
Market position · 2024
Plans served896-114 YoYRank #36 of mapped providers
Assets under administration$37.3B0.0%Market share · rank #393
Fees received$28MMedian $25,529/planSum across Schedule C direct + indirect
Net wins YoY-110138 won · 248 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical KESTRA INVESTMENT SERVICES LLC plan look like?
Service mix · median fees per plan
Count of plans where KESTRA INVESTMENT SERVICES LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other investment fees and expenses; Investment advisory (plan)Code 27 | 512 | $28,720 | |
Other fees; Other commissionsCode 55 | 80 | $21,825 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 73 | $24,318 | |
Other services; Other fees; Other commissionsCode 49 | 58 | $12,650 | |
Other investment fees and expenses; Investment management fees paid directly by plan; Investment advisory (participants); Investment advisory (plan)Code 26 | 56 | $20,213 | |
Other feesCode 99 | 34 | $18,491 | |
Trustee (directed); Consulting fees; Direct payment from the plan; Consulting (general); Investment advisory (participants)Code 16 | 32 | $34,884 | |
Recordkeeping fees; Investment managementCode 28 | 19 | $36,000 |
Competitor overlap
Percent of KESTRA INVESTMENT SERVICES LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under KESTRA INVESTMENT SERVICES LLC.
| Sponsor | From | Assets |
|---|---|---|
COCA-COLA BOTTLING COMPANY UNITED, INC.AL · 580148710-003 | SECURITIES AMERICA INC | $610M |
LTIMINDTREE LTDNJ · 223524303-001 | PAYCHEX, INC. | $207M |
METROPOLITAN SECURITY SERVICES, INC DBA WALDEN SECURITYTN · 621448519-003 | (new plan) | $202M |
FORM TECHNOLOGIES, INC.NC · 900728033-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $159M |
PLAN PROFESSIONALS LLCNJ · 853213245-320 | LINCOLN NATIONAL CORPORATION | $145M |
ZONES, LLCWA · 911431894-001 | PRUDENTIAL RETIREMENT INSURANCE AND | $109M |
GOENGINEER, INC.UT · 870563379-001 | COMMONWEALTH FINANCIAL NETWORK | $85M |
AMERICAN SECURITIES LLCNY · 271486827-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $84M |
DESCARTES SYSTEMS USA LLCGA · 680679777-001 | VOYA RETIREMENT INSURANCE & ANNUITY | $83M |
PERKINS SCHOOL FOR THE BLINDMA · 042103616-003 | ROPES & GRAY LLP | $80M |
Plans lost in 2024
Appeared last year under KESTRA INVESTMENT SERVICES LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
SINCLAIR, INC.MD · 921076143-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $649M |
SIEMENS GAMESA RENEWABLE ENERGY, INC.FL · 813283763-001 | ALIGHT SOLUTIONS LLC | $260M |
JENSEN HUGHES, INC.MD · 521199515-001 | T ROWE PRICE RPS INC | $228M |
GRUNDFOS PUMPS CORPORATIONIL · 942248162-003 | WILLIS TOWERS WATSON US LLC | $224M |
CHOATE ROSEMARY HALL FOUNDATION, INC.CT · 060910420-001 | COHNREZNICK LLP | $205M |
ENSEMBLE HEALTH PARTNERS HOLDINGS, LLCOH · 842528019-021 | FIDELITY INVESTMENTS INSTITUTIONAL | $196M |
NORDIC CONSULTING PARTNERS, INC.WI · 271633363-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $161M |
ALARM.COM HOLDINGS, INCVA · 264247032-001 | GALLAGHER FIDUCIARY ADVISORS, LLC | $155M |
COBORN'S INCORPORATEDMN · 410824910-001 | QDRO CONSULTANTS COMPANY, LLC | $142M |
PETVET CARE CENTERS MANAGEMENT, LLCCT · 454459242-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $129M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PAYCHEX RETIREMENT LLCNY · 853275179-001 | $1.8B | 661,036 | $29,291 | 2y | 2 |
D.R. HORTON, INC.TX · 752386963-001 | $1.4B | 17,416 | $79,986 | 9y | - |
SUNBELT RENTALS, INC.SC · 580415192-001 | $1.2B | 21,188 | $193,915 | 9y | 1 |
84 LUMBER COMPANY, L.P.PA · 251613116-002 | $779M | 11,653 | $50,000 | 4y | - |
KOHLBERG KRAVIS ROBERTS & CO. L.P.NY · 132857105-001 | $666M | 2,345 | $33,750 | 7y | 1 |
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $18,569 | 3y | 2 |
HENSEL PHELPS CONSTRUCTION CO.CO · 840876644-060 | $646M | 4,476 | $80,766 | 8y | 1 |
COCA-COLA BOTTLING COMPANY UNITED, INC.AL · 580148710-003 | $610M | 11,630 | $365,000 | 1y | 2 |
WGU CORPORATIONUT · 841383926-001 | $533M | 11,166 | $184,000 | 8y | 1 |
JONES WALKER LLPLA · 720445111-001 | $474M | 858 | $66,212 | 6y | - |
Flag exposure
83.1%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (159)
Raw Schedule C names collapsed into KESTRA INVESTMENT SERVICES LLC.
- ABCDKESTRA INVESTMENT SERVICES LLC
- AHT/KESTRA ADVISORY SERVICES, LLC
- FIRST HARBOR/KESTRA ADVISORY SERVIC
- JOHN KESTRA PRIVATE WEALHANCOCK USA
- KAESTRA ADVISORY SERVICES LLC
- KAESTRA INVESTMENT SERVICES
- KEESTRA ADVISORY SERVCIES LLC
- KENSTRA ADVISORY SERVICES LLC
- KENSTRA ADVISORY SERVICES, LLC
- KESTRA
- KESTRA ADISORY SERVICES, LLC
- KESTRA ADIVSORY SERVICES, LLC
- KESTRA ADV
- KESTRA ADV SERVICES LLC
- KESTRA ADV. SERVICES
- KESTRA ADVIDORY SERVICES, LLC
- KESTRA ADVIOSRY SERVICES LLC
- KESTRA ADVISOR SERVICES
- KESTRA ADVISOR SERVICES LLC
- KESTRA ADVISOR SERVICES LLC,
- KESTRA ADVISOR SERVICES, LLC
- KESTRA ADVISOR SVCS LLC
- KESTRA ADVISORS
- KESTRA ADVISORS SERVICES, LLC
- KESTRA ADVISORY
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for KESTRA INVESTMENT SERVICES LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 28 | 3.13% | 7.76% | -4.64 pp |
| Fidelity bond gap | 47 | 5.25% | 26.94% | -21.70 pp |
| Late contributions | 224 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 16 | 1.79% | 0.14% | +1.65 pp |
| Corrective distributions | 239 | 26.67% | 1.76% | +24.92 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with KESTRA INVESTMENT SERVICES LLC. Compare to the incumbent market share (1.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-1.3 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).