Filed January 17, 2020 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $132,452 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 16 · EIN 87-0462192 | Consulting | $106,031 |
Filed as: MAYER HOFFMAN MCCANN PC Service code 10 · EIN 43-1947695 | Accounting | $8,500 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $19,638 | $98,180-80.0% | $63,018-68.8% | $177,276-88.9% |
| Participation rate | 100.0% | 75.3%+24.7pp | 74.8%+25.2pp | 74.8%+25.2pp |
| Annual return | 22.66% | 16.81%+5.8pp | 87.63%-65.0pp | 21.25%+1.4pp |
| Employer contribution / active EE | $2,472 | $3,885-36.4% | $2,761-10.5% | $2,479-0.3% |
| Participant deferral / active EE | $2,373 | $3,805-37.6% | $3,330-28.7% | $3,881-38.8% |
| Admin fee / account holder | $33 | $31+6.9% | $3,601-99.1% | $154-78.4% |