Filed January 17, 2020 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES LLC Service code 26 · EIN 35-2552359 | Advisory (Participants) | $77,199 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,213 | $85,199-81.0% | $57,196-71.7% | $63,975-74.7% |
| Participation rate | 99.5% | 74.0%+25.4pp | 75.3%+24.1pp | 71.1%+28.3pp |
| Annual return | 11.77% | 10.43%+1.3pp | 14.59%-2.8pp | 48.65%-36.9pp |
| Employer contribution / active EE | $2,104 | $3,446-38.9% | $2,683-21.6% | $2,182-3.6% |
| Participant deferral / active EE | $1,949 | $3,109-37.3% | $3,096-37.1% | $3,356-41.9% |
| Admin fee / account holder | $14 | $39-64.5% | $3,141-99.6% | $70-80.5% |