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| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INVSTMS INST COMPANY, INC. Service code 37 · EIN 04-2647786 | Loan Processing | $56,439 |
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES Service code 27 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $56,258 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $126,515 | $52,961+138.9% | $172,755-26.8% | $65,185+94.1% |
| Participation rate | 95.7% | 66.2%+29.5pp | 82.6%+13.0pp | 70.2%+25.5pp |
| Annual return | 26.68% | 30.12%-3.4pp | 802.94%-776.3pp | 29.38%-2.7pp |
| Employer contribution / active EE | $7,863 | $2,190+259.0% | $5,144+52.8% | $2,177+261.2% |
| Participant deferral / active EE | $5,698 | $2,471+130.6% | $5,198+9.6% | $3,514+62.2% |
| Admin fee / account holder | $368 | $472-22.0% | $13,955-97.4% | $847-56.5% |