Filed April 2, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $80,620 |
CROWE LLP2 years Filed as: CROWE HORWATH Service code 16 · EIN 35-0921680 | Consulting | $16,028 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$137,180 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $145,831 | $65,292+123.4% | $71,671+103.5% | $77,958+87.1% |
| Participation rate | 93.4% | 67.4%+26.0pp | 68.7%+24.6pp | 71.6%+21.7pp |
| Annual return | 20.34% | 21.25%-0.9pp | 20.65%-0.3pp | 20.87%-0.5pp |
| Employer contribution / active EE | $4,271 | $2,085+104.9% | $2,460+73.6% | $2,310+84.9% |
| Participant deferral / active EE | $9,979 | $3,008+231.7% | $3,438+190.2% | $3,537+182.2% |
| Admin fee / account holder | -$27 | $84-131.4% | $5,558-100.5% | $97-127.2% |