Filed April 2, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 10 · EIN 13-2638166 | Accounting | $95,233 |
CROWE LLP1 year Filed as: CROWE HORWATH Service code 10 · EIN 35-0921680 | Accounting | $20,750 |
CHADBOURNE&PARKE LLP2+ years Service code 16 · EIN 13-4990295 | Consulting | $15,591 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$203,337 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,237 | $168,231-20.8% | $67,834+96.4% | $63,975+108.3% |
| Participation rate | 93.1% | 66.8%+26.2pp | 68.8%+24.3pp | 71.1%+21.9pp |
| Annual return | 8.44% | 11.76%-3.3pp | 138.47%-130.0pp | 48.65%-40.2pp |
| Employer contribution / active EE | $4,192 | $1,907+119.8% | $2,403+74.4% | $2,182+92.1% |
| Participant deferral / active EE | $9,755 | $2,827+245.1% | $3,160+208.7% | $3,356+190.6% |
| Admin fee / account holder | -$46 | $81-156.6% | $4,622-101.0% | $70-164.7% |