Filed April 2, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 16 · EIN 13-2638166 | Consulting | $104,436 |
CHADBOURNE&PARKE LLP1+ years Service code 16 · EIN 13-4990295 | Consulting | $20,572 |
CROWE LLP1+ years Filed as: CROWE HORWATH LLP Service code 10 · EIN 35-0921680 | Accounting | $20,150 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$220,938 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,370 | $54,281+149.4% | $60,547+123.6% | $59,188+128.7% |
| Participation rate | 89.8% | 66.8%+23.0pp | 68.0%+21.8pp | 69.4%+20.4pp |
| Annual return | 1.24% | 1.74%-0.5pp | 335.64%-334.4pp | 5.51%-4.3pp |
| Employer contribution / active EE | $4,112 | $2,031+102.4% | $2,419+70.0% | $2,098+96.0% |
| Participant deferral / active EE | $9,985 | $2,789+258.1% | $3,328+200.0% | $3,265+205.8% |
| Admin fee / account holder | -$56 | $64-186.1% | $4,536-101.2% | $92-160.2% |