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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS. CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111 | Recordkeeping Fees | $19,919 |
FIRST ASSET FINANCIAL7 years Filed as: FIRST ASSET FINANCIAL INC Service code 55 | Other Commissions | $9,930 |
ASCENSUS LLC2 years Filed as: FUTUREPLAN BY ASCENSUS Service code 13 | Contract Administrator | $2,463 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,559 |
Service code 99 6300 BRIDGE POINT PKWY BLDG 1 · AUSTIN, TX 78730 | Other Fees | $1,232 |
ASCENSUS LLC3 years Filed as: ASCENSUS HOLDINGS Service code 13 101 W BROADWAY STE 1420 · SAN DIEGO, CA 92101 | Contract Administrator | $360 |
FIRST ASSET FINANCIAL7 years Service code 55 PO BOX 1364 · SALINA, KS 67402 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $139,502 | $148,623-6.1% | $135,974+2.6% | $139,4660% |
| Participation rate | 94.7% | 83.9%+10.9pp | 81.9%+12.8pp | 80.3%+14.4pp |
| Annual return | 8.72% | 79.30%-70.6pp | 68.30%-59.6pp | 373.66%-364.9pp |
| Employer contribution / active EE | $3,691 | $5,246-29.6% | $4,859-24.0% | $4,754-22.3% |
| Participant deferral / active EE | $3,459 | $8,103-57.3% | $7,760-55.4% | $6,712-48.5% |
| Admin fee / account holder | $5,289 | $12,406-57.4% | $10,767-50.9% | $11,409-53.6% |