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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS. CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111 | Recordkeeping Fees | $20,304 |
FIRST ASSET FINANCIAL6 years Filed as: FIRST ASSET FINANCIAL INC Service code 55 | Other Commissions | $9,082 |
ASCENSUS LLC1 year Filed as: FUTUREPLAN BY ASCENSUS Service code 13 | Contract Administrator | $2,404 |
Filed as: LEAFHOUSE FINANCIAL ADVISORS Service code 99 6011 WEST COURTYARD DR STE 405 · AUSTIN, TX 78730 | Other Fees | $1,202 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $916 |
ASCENSUS LLC2 years Filed as: ASCENSUS HOLDINGS Service code 13 101 W BROADWAY STE 1420 · SAN DIEGO, CA 92101 | Contract Administrator | $390 |
FIRST ASSET FINANCIAL6 years Service code 55 PO BOX 1364 · SALINA, KS 67402 | Other Commissions | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,758 | $138,114-3.9% | $125,391+5.9% | $134,545-1.3% |
| Participation rate | 100.0% | 84.5%+15.5pp | 82.4%+17.6pp | 81.2%+18.8pp |
| Annual return | -4.96% | 750.88%-755.8pp | 572.41%-577.4pp | 418.37%-423.3pp |
| Employer contribution / active EE | $3,666 | $5,246-30.1% | $4,816-23.9% | $4,742-22.7% |
| Participant deferral / active EE | $6,289 | $7,801-19.4% | $7,448-15.6% | $6,401-1.7% |
| Admin fee / account holder | $7,833 | $11,570-32.3% | $10,009-21.7% | $11,431-31.5% |