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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $549,858 |
FOX ROTHSCHILD LLP6 years Service code 29 · EIN 23-1404723 | Legal | $14,584 |
FINANCIAL MANAGEMENT NETWORK7+ years Service code 26 · EIN 33-0490707 | Advisory (Participants) | $6,047 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $732 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,278 | $144,879-24.6% | $111,319-1.8% | $93,010+17.5% |
| Participation rate | 92.6% | 86.1%+6.5pp | 77.3%+15.3pp | 73.9%+18.7pp |
| Annual return | 20.01% | 18.11%+1.9pp | 54.68%-34.7pp | 158.70%-138.7pp |
| Employer contribution / active EE | $4,235 | $3,052+38.7% | $2,732+55.0% | $2,705+56.5% |
| Participant deferral / active EE | $6,534 | $5,576+17.2% | $4,488+45.6% | $4,561+43.3% |
| Admin fee / account holder | $206 | $104+98.8% | $7,966-97.4% | $152+35.7% |