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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $426,666 |
FOX ROTHSCHILD LLP2 years Service code 29 · EIN 23-1404723 | Legal | $6,249 |
FINANCIAL MANAGEMENT NETWORK3+ years Service code 26 · EIN 33-0490707 | Advisory (Participants) | $6,208 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Securit... | $2,476 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $3 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,945 | $88,730-2.0% | $82,312+5.6% | $77,958+11.5% |
| Participation rate | 91.3% | 84.5%+6.8pp | 76.9%+14.4pp | 71.6%+19.7pp |
| Annual return | 12.45% | 20.88%-8.4pp | 25.88%-13.4pp | 20.87%-8.4pp |
| Employer contribution / active EE | $3,688 | $2,758+33.7% | $2,428+51.9% | $2,310+59.6% |
| Participant deferral / active EE | $5,449 | $4,634+17.6% | $3,706+47.0% | $3,537+54.1% |
| Admin fee / account holder | $210 | $74+183.2% | $5,608-96.3% | $97+115.2% |