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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST · NASHVILLE, TN 37238 | Advisory (Plan) | $50,765 |
THE VANGUARD GROUP, INC.2+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $38,222 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,340 | $60,607+7.8% | $189,558-65.5% | $86,813-24.7% |
| Participation rate | 66.2% | 68.9%-2.7pp | 78.5%-12.3pp | 72.3%-6.1pp |
| Annual return | 20.20% | 65.18%-45.0pp | 64.19%-44.0pp | 97.93%-77.7pp |
| Employer contribution / active EE | $0 | $1,626-100.0% | $4,412-100.0% | $2,406-100.0% |
| Participant deferral / active EE | $5,496 | $3,895+41.1% | $6,174-11.0% | $4,131+33.0% |
| Admin fee / account holder | $276 | $159+74.1% | $9,809-97.2% | $170+63.0% |