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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 · EIN 36-4291971 | Advisory (Plan) | $52,500 |
Filed as: AMERIPRISE FINANCIAL Service code 26 · EIN 41-0973005 | Advisory (Participants) | $40,800 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $17,824 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,211 | $106,264+44.2% | $147,117+4.1% | $77,762+97.0% |
| Participation rate | 86.2% | 78.4%+7.8pp | 82.2%+4.1pp | 70.6%+15.6pp |
| Annual return | 17.97% | 56.94%-39.0pp | 420.54%-402.6pp | 31.27%-13.3pp |
| Employer contribution / active EE | $3,803 | $4,074-6.7% | $4,932-22.9% | $2,728+39.4% |
| Participant deferral / active EE | $6,483 | $8,003-19.0% | $8,065-19.6% | $4,651+39.4% |
| Admin fee / account holder | $125 | $334-62.7% | $12,993-99.0% | $433-71.2% |