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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 · EIN 36-4291971 | Advisory (Plan) | $52,500 |
Filed as: AMERIPRISE FINANCIAL Service code 26 · EIN 41-0973005 | Advisory (Participants) | $40,800 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $17,824 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $153,211 | $106,110+44.4% | $147,005+4.2% | $77,671+97.3% |
| Participation rate | 86.2% | 78.4%+7.8pp | 82.2%+4.1pp | 70.6%+15.7pp |
| Annual return | 17.97% | 56.77%-38.8pp | 418.76%-400.8pp | 31.21%-13.2pp |
| Employer contribution / active EE | $3,803 | $4,065-6.4% | $4,934-22.9% | $2,726+39.5% |
| Participant deferral / active EE | $6,483 | $7,992-18.9% | $8,070-19.7% | $4,648+39.5% |
| Admin fee / account holder | $125 | $338-63.1% | $13,006-99.0% | $430-71.1% |