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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST. · NASHVILLE, TN 37238 | Advisory (Plan) | $43,054 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $24,210 |
ALLIANCE BENEFIT GROUP2+ years Filed as: ALLIANCE BENEFIT GROUP OF HOUSTON Service code 13 7425 HOLLISTER ST. · HOUSTON, TX 77040 | Contract Administrator | $23,553 |
FIDUCIARY WISE, LLC2+ years Filed as: FIDUCIARY WISE LLC Service code 27 500 E BENRICH DR · GILBERT, AZ 85295 | Advisory (Plan) | $20,944 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,493 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,929 | $52,626-45.0% | $98,483-70.6% | $93,010-68.9% |
| Participation rate | 31.0% | 65.3%-34.4pp | 73.3%-42.4pp | 73.9%-42.9pp |
| Annual return | 70.84% | 16.95%+53.9pp | 1494.38%-1423.5pp | 158.70%-87.9pp |
| Employer contribution / active EE | $446 | $1,894-76.5% | $2,961-84.9% | $2,705-83.5% |
| Participant deferral / active EE | $1,326 | $2,907-54.4% | $4,276-69.0% | $4,561-70.9% |
| Admin fee / account holder | $138 | $102+34.6% | $5,953-97.7% | $152-9.3% |