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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 315 DEADERICK ST. · NASHVILLE, TN 37238 | Advisory (Plan) | $20,034 |
FIDUCIARY WISE, LLC1+ years Filed as: FIDUCIARY WISE LLC Service code 27 500 E BENRICH DR · GILBERT, AZ 85295 | Advisory (Plan) | $16,070 |
ALLIANCE BENEFIT GROUP1+ years Filed as: ALLIANCE BENEFIT GROUP OF HOUSTON Service code 13 7425 HOLLISTER ST. · HOUSTON, TX 77040 | Contract Administrator | $9,582 |
Filed as: GREAT WEST LIFE & ANNUITY INSURANCE Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,076 |
Filed as: MATTHEWS GOLD KENNEDY & SNOW INC. Service code 13 6530 NORTH 16TH STREET · PHOENIX, AZ 85016 | Contract Administrator | $5,648 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $1,126 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,426 | $52,722-46.1% | $90,461-68.6% | $73,412-61.3% |
| Participation rate | 32.3% | 67.7%-35.4pp | 72.7%-40.4pp | 72.2%-39.9pp |
| Annual return | 0.00% | 20.70%-20.7pp | 1294.76%-1294.8pp | 59.30%-59.3pp |
| Employer contribution / active EE | $231 | $1,872-87.6% | $3,264-92.9% | $2,234-89.6% |
| Participant deferral / active EE | $1,193 | $2,810-57.5% | $3,964-69.9% | $3,806-68.6% |
| Admin fee / account holder | $106 | $117-8.9% | $5,617-98.1% | $158-32.6% |