Filed August 23, 1999
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $154,707 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $70,000 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,388 | $48,406-24.8% | $104,607-65.2% | $90,288-59.7% |
| Participation rate | 86.0% | 64.3%+21.8pp | 74.1%+12.0pp | 73.4%+12.7pp |
| Annual return | 15.63% | 18.72%-3.1pp | 340.46%-324.8pp | 53.97%-38.3pp |
| Employer contribution / active EE | $42 | $1,115-96.2% | $2,681-98.4% | $2,524-98.3% |
| Participant deferral / active EE | $2,615 | $2,436+7.4% | $3,740-30.1% | $4,232-38.2% |
| Admin fee / account holder | $82 | $76+7.5% | $6,473-98.7% | $114-28.5% |