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| Provider | Service type | Compensation |
|---|---|---|
THE 401K SOURCE INC3 years Service code 27 1649 N SHORLINE DR STE 102 · BOISE, ID 83702 | Advisory (Plan) | $8,537 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $7,897 |
Service code 99 8400 WESTPARK DR · MCLEAN, VA 22102 | Other Fees | $2,887 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $967 |
Filed as: CAPFINANCIAL PARTNERS LLC DBA CAPTR Service code 99 4208 SIX FORKS RD STE 1700 · RALEIGH, NC 27609 | Other Fees | $481 |
Service code 99 12 GILL ST STE 2600 · WOBURN, MA 01801 | Other Fees | $301 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,301 | $70,428-65.5% | $96,562-74.8% | $85,850-71.7% |
| Participation rate | 80.8% | 61.8%+19.0pp | 69.8%+11.0pp | 69.3%+11.5pp |
| Annual return | 10.73% | 18.59%-7.9pp | 37.78%-27.1pp | 318.53%-307.8pp |
| Employer contribution / active EE | $689 | $1,413-51.2% | $2,356-70.7% | $2,565-73.1% |
| Participant deferral / active EE | $2,334 | $2,894-19.3% | $3,849-39.4% | $3,952-40.9% |
| Admin fee / account holder | $176 | $4,997-96.5% | $6,181-97.2% | $6,260-97.2% |