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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $19,596 |
Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $11,666 |
ADP BROKER-DEALER3 years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,927 | $75,388-64.3% | $123,552-78.2% | $55,725-51.7% |
| Participation rate | 87.6% | 75.7%+12.0pp | 82.3%+5.3pp | 70.9%+16.8pp |
| Annual return | -2.36% | 4.48%-6.8pp | 119.20%-121.6pp | 244.93%-247.3pp |
| Employer contribution / active EE | $0 | $3,063-100.0% | $4,628-100.0% | $2,078-100.0% |
| Participant deferral / active EE | $8,848 | $5,651+56.6% | $6,426+37.7% | $3,356+163.7% |
| Admin fee / account holder | $90 | $120-24.6% | $9,285-99.0% | $115-21.6% |