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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $144,539 |
Filed as: NORTHWESTERN MUTUAL LIFE INSURANCE Service code 28 | Investment Management | $53,500 |
AB FUNDS6+ years Filed as: ALLIANCE BERNSTEIN LP Service code 28 · EIN 40-6302077 | Investment Management | $17,101 |
BMO HARRIS BANK NA6+ years Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 28 330 E KILBOURN AVE · MILWAUKEE, WI 53202 | Investment Management | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $246,902 | $100,801+144.9% | $149,751+64.9% | $73,415+236.3% |
| Participation rate | 100.0% | 77.7%+22.3pp | 82.5%+17.5pp | 72.2%+27.8pp |
| Annual return | 14.92% | 265.34%-250.4pp | 276.71%-261.8pp | 59.30%-44.4pp |
| Employer contribution / active EE | $9,849 | $3,312+197.4% | $4,646+112.0% | $2,234+340.9% |
| Participant deferral / active EE | $13,998 | $6,404+118.6% | $6,843+104.6% | $3,806+267.8% |
| Admin fee / account holder | $250 | $181+38.4% | $9,312-97.3% | $158+58.5% |