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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $123,860 |
Filed as: NORTHWESTERN MUTUAL LIFE INSURANCE Service code 28 | Investment Management | $12,000 |
AB FUNDS2+ years Filed as: ALLIANCE BERNSTEIN LP Service code 28 · EIN 40-6302077 | Investment Management | $7,786 |
BMO HARRIS BANK NA2+ years Service code 19 · EIN 36-2085229 | Securities Custodian | $0 |
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 28 720 EAST WISCONSIN AVENUE · MILWAUKEE, WI 53202 | Investment Management | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $178,472 | $80,177+122.6% | $123,894+44.1% | $57,661+209.5% |
| Participation rate | 81.0% | 74.4%+6.6pp | 81.4%-0.4pp | 70.2%+10.8pp |
| Annual return | 10.05% | 17.90%-7.8pp | 47.52%-37.5pp | 5.13%+4.9pp |
| Employer contribution / active EE | $7,967 | $2,913+173.5% | $4,617+72.6% | $1,974+303.6% |
| Participant deferral / active EE | $10,155 | $5,130+98.0% | $5,984+69.7% | $3,061+231.8% |
| Admin fee / account holder | $286 | $106+169.4% | $8,357-96.6% | $95+202.9% |