Retirement plan

CISCO SYSTEMS,INC. 401(K) PLAN

Name: CISCO SYSTEMS,INC. - CISCO SYSTEMS,INC. 401(K) PLAN (2016) Form 5500
Creator: CISCO SYSTEMS,INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CISCO SYSTEMS,INC. 401(K) PLAN, CISCO SYSTEMS,INC.

CISCO SYSTEMS,INC.EIN 77-0059951Plan #001PY 2016

170 WEST TASMAN DRIVE, MAILSTOP, SJC 11 3 - SAN JOSE, CA 951341706408-526-4000LinkedIn1-10 employeesretail

Prospect flagsFailed to provide benefitCorrective distributions

Top hat statement on fileNQDC

Filed August 7, 2007

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$9965.6M

+9.1% from 2015

Total participants

53,717

-1.0% from 2015

Average account balance

$190,849

+7.7% from 2015

Annual return

8.65%

+8.64 pp from 2015

Benchmarks

See 85 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants>=10,000

Cohort85 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$22.73B

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$315K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

72,060

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

98.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.13B

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$28K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+22.46%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$94

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 10 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE2+ years Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243	Advisory (Participants)	$2,811,437
FINANCIAL ENGINES1 year Filed as: FINANCIAL ENGINES, INC. Service code 26 · EIN 94-3250323	Advisory (Participants)	$1,043,658
JPMORGAN INVEST HOLDINGS LLC1 year Filed as: JPM SECURITIES LLC Service code 26 · EIN 13-4110995	Advisory (Participants)	$331,436
AON CONSULTING1 year Filed as: AON HEWITT INVESTMENT Service code 27 · EIN 36-3109431	Advisory (Plan)	$209,915
TRUCKER HUSS1 year Service code 29 · EIN 94-3216063	Legal	$117,414
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Filed as: GREAT-WEST RETIREMENT PLAN SERVICE Service code 15 · EIN 84-0467907	Recordkeeping	$100,368
PRICEWATERHOUSECOOPERS LLP2+ years Service code 10 · EIN 13-4008324	Accounting	$83,000
MERCER1 year Filed as: MERCER INC. Service code 27 · EIN 13-2834414	Advisory (Plan)	$59,395
THE WRITER, INC1 year Service code 99 · EIN 99-0381509	Other Fees	$5,346
FIDELITY INVESTMENTS INSTITUTIONAL1 year Service code 37 · EIN 04-2647786	Loan Processing	-$797,301

Plan features & details

Pension benefit codes2F2G2J2K2R2T3F2E

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3F
Leased employees
Plan sponsor(s) received services of leased employees as defined in Code section 414(n) during the plan year.

Opportunity flags

2 tripped

ComplianceFailed to provide benefit
Form 5500 reported that benefits due were not provided when due.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$10.6M

$291 / participant

Investment mgmt$10M93.7%
Other / not subdivided$668K6.3%

% of EOY assets

0.106%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PRICEWATERHOUSECOOPERS, LLP
Auditor EIN: 134008324
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$190,849

$126,925+50.4%

$74,184+157.3%

$329,111-42.0%

Participation rate

95.9%

87.5%+8.3pp

76.6%+19.3pp

67.9%+28.0pp

Annual return

8.65%

10.67%-2.0pp

17.74%-9.1pp

16.35%-7.7pp

Employer contribution / active EE

$7,185

$3,536+103.2%

$2,370+203.1%

$2,303+211.9%

Participant deferral / active EE

$13,446

$6,619+103.1%

$3,550+278.8%

$3,682+265.2%

Admin fee / account holder

$203

$64+219.9%

$5,586-96.4%

$754-73.0%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE2+ years

Filed as: ADVISED ASSETS GROUP, LLC

Service code 26 · EIN 84-1532243

Advisory (Participants)

$2,811,437

FINANCIAL ENGINES1 year

Filed as: FINANCIAL ENGINES, INC.

Service code 26 · EIN 94-3250323

Advisory (Participants)

$1,043,658

JPMORGAN INVEST HOLDINGS LLC1 year

Filed as: JPM SECURITIES LLC

Service code 26 · EIN 13-4110995

Advisory (Participants)

$331,436

AON CONSULTING1 year

Filed as: AON HEWITT INVESTMENT

Service code 27 · EIN 36-3109431

Advisory (Plan)

$209,915

TRUCKER HUSS1 year

Service code 29 · EIN 94-3216063

Legal

$117,414

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Filed as: GREAT-WEST RETIREMENT PLAN SERVICE

Service code 15 · EIN 84-0467907

Recordkeeping

$100,368

PRICEWATERHOUSECOOPERS LLP2+ years

Service code 10 · EIN 13-4008324

Accounting

$83,000

MERCER1 year

Filed as: MERCER INC.

Service code 27 · EIN 13-2834414

Advisory (Plan)

$59,395

THE WRITER, INC1 year

Service code 99 · EIN 99-0381509

Other Fees

$5,346

FIDELITY INVESTMENTS INSTITUTIONAL1 year

Service code 37 · EIN 04-2647786

Loan Processing

-$797,301

CISCO SYSTEMS,INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CISCO SYSTEMS,INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion