Filed July 28, 2025 (most recent of 3 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES & ASSOCIATES INC. Service code 16 · EIN 59-1237041 | Consulting | $20,000 |
Service code 49 · EIN 04-1590850 | Other Services | $2,122 |
AMERICAN FUNDS2 years Service code 52 · EIN 94-6050854 | Indirect Investment Fees | $0 |
DIMENSIONAL FUND ADVISORS2 years Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
HARRIS2 years Service code 52 · EIN 52-2257782 | Indirect Investment Fees | $0 |
INVESCO1 year Service code 52 · EIN 13-3955887 | Indirect Investment Fees | $0 |
Filed as: JOHN HANCOCK Service code 52 · EIN 04-2528977 | Indirect Investment Fees | $0 |
NUVEEN1 year Service code 52 · EIN 41-1418224 | Indirect Investment Fees | $0 |
PIMCO FUNDS2 years Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $120,508 | $66,310+81.7% | $93,606+28.7% | $65,185+84.9% |
| Participation rate | 94.4% | 74.0%+20.4pp | 75.8%+18.6pp | 70.2%+24.2pp |
| Annual return | 25.24% | 42.58%-17.3pp | 32.76%-7.5pp | 29.38%-4.1pp |
| Employer contribution / active EE | $3,047 | $2,012+51.4% | $2,718+12.1% | $2,177+40.0% |
| Participant deferral / active EE | $11,026 | $3,342+229.9% | $4,069+171.0% | $3,514+213.8% |
| Admin fee / account holder | $70 | $6,897-99.0% | $7,888-99.1% | $847-91.7% |