Filed July 28, 2025 (most recent of 3 filings on file)
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 8-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES AND ASSOCIATES INC. Service code 16 · EIN 59-1237041 | Consulting | $15,000 |
Service code 49 · EIN 04-1590850 | Other Services | $3,118 |
AMERICAN FUNDS1 year Service code 52 · EIN 94-6050854 | Indirect Investment Fees | $0 |
Service code 52 · EIN 36-3129984 | Indirect Investment Fees | $0 |
Filed as: FIDELITY INVESTMENTS Service code 52 · EIN 04-3365630 | Indirect Investment Fees | $0 |
HARRIS1 year Service code 52 · EIN 52-2257782 | Indirect Investment Fees | $0 |
Filed as: JOHN HANCOCK Service code 52 · EIN 04-2528977 | Indirect Investment Fees | $0 |
OPPENHEIMER1 year Service code 52 · EIN 13-3955887 | Indirect Investment Fees | $0 |
PIMCO FUNDS1 year Service code 52 · EIN 95-2632339 | Indirect Investment Fees | $0 |
PRINCIPAL INVESTORS1 year Service code 52 · EIN 91-1801401 | Indirect Investment Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,318 | $58,083+64.1% | $80,019+19.1% | $56,287+69.3% |
| Participation rate | 95.2% | 73.6%+21.6pp | 75.8%+19.4pp | 69.9%+25.4pp |
| Annual return | -0.96% | 34.61%-35.6pp | 11.22%-12.2pp | -9.96%+9.0pp |
| Employer contribution / active EE | $2,491 | $1,932+28.9% | $2,468+0.9% | $2,111+18.0% |
| Participant deferral / active EE | $9,749 | $3,135+211.0% | $3,686+164.5% | $3,350+191.0% |
| Admin fee / account holder | $98 | $623-84.2% | $6,521-98.5% | $521-81.1% |