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| Provider | Service type | Compensation |
|---|---|---|
EDWARD JONES5 years Filed as: EDWARD D JONES AND CO Service code 26 · EIN 43-0345811 | Advisory (Participants) | $31,025 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $29,810 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,733 | $91,424+5.8% | $135,942-28.8% | $71,495+35.3% |
| Participation rate | 66.4% | 75.7%-9.2pp | 81.9%-15.5pp | 67.9%-1.5pp |
| Annual return | 18.20% | 29.90%-11.7pp | 68.28%-50.1pp | 28.85%-10.6pp |
| Employer contribution / active EE | $2,837 | $3,704-23.4% | $4,858-41.6% | $2,589+9.6% |
| Participant deferral / active EE | $7,416 | $7,092+4.6% | $7,759-4.4% | $4,291+72.8% |
| Admin fee / account holder | $243 | $1,266-80.8% | $10,764-97.7% | $1,588-84.7% |