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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $49,389 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $21,525 |
ADP BROKER-DEALER9+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,932 | $54,717+75.3% | $86,216+11.3% | $71,511+34.2% |
| Participation rate | 96.1% | 60.1%+36.0pp | 69.0%+27.2pp | 67.9%+28.2pp |
| Annual return | 16.49% | 20.07%-3.6pp | 1169.42%-1152.9pp | 28.86%-12.4pp |
| Employer contribution / active EE | $3,320 | $1,267+162.1% | $2,382+39.4% | $2,589+28.2% |
| Participant deferral / active EE | $9,862 | $3,110+217.1% | $3,986+147.4% | $4,291+129.9% |
| Admin fee / account holder | $314 | $1,922-83.7% | $6,853-95.4% | $1,588-80.2% |