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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $42,436 |
ADP BROKER-DEALER4+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,041 | $42,548-1.2% | $74,551-43.6% | $56,289-25.3% |
| Participation rate | 95.8% | 60.5%+35.3pp | 69.1%+26.6pp | 69.9%+25.9pp |
| Annual return | -5.11% | 12.40%-17.5pp | 32.53%-37.6pp | -9.96%+4.9pp |
| Employer contribution / active EE | $2,342 | $855+173.9% | $1,961+19.4% | $2,111+10.9% |
| Participant deferral / active EE | $7,377 | $2,277+223.9% | $3,108+137.3% | $3,350+120.2% |
| Admin fee / account holder | $125 | $467-73.3% | $5,059-97.5% | $521-76.0% |