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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $42,485 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $2,904 |
ADP BROKER-DEALER5+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,392 | $49,138+18.8% | $84,021-30.5% | $65,185-10.4% |
| Participation rate | 94.6% | 60.7%+33.8pp | 69.0%+25.6pp | 70.2%+24.4pp |
| Annual return | 30.36% | 23.00%+7.4pp | 71.32%-41.0pp | 29.38%+1.0pp |
| Employer contribution / active EE | $2,215 | $914+142.5% | $1,984+11.7% | $2,177+1.8% |
| Participant deferral / active EE | $7,172 | $2,397+199.2% | $3,239+121.4% | $3,514+104.1% |
| Admin fee / account holder | $134 | $543-75.3% | $6,102-97.8% | $847-84.1% |