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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3 years Service code 27 315 DEADERICK ST 5TH FL · NASHVILLE, TN 37238 | Advisory (Plan) | $49,581 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $16,742 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $471 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,801 | $71,480+11.6% | $90,782-12.1% | $64,173+24.4% |
| Participation rate | 84.0% | 77.6%+6.5pp | 82.7%+1.4pp | 69.6%+14.5pp |
| Annual return | -5.77% | -4.25%-1.5pp | -3.42%-2.3pp | 7.63%-13.4pp |
| Employer contribution / active EE | $1,828 | $3,415-46.5% | $4,105-55.5% | $2,381-23.2% |
| Participant deferral / active EE | $6,848 | $4,302+59.2% | $5,366+27.6% | $3,470+97.4% |
| Admin fee / account holder | $675 | $6,309-89.3% | $5,908-88.6% | $4,887-86.2% |