Filed September 10, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 15 · EIN 84-0467907 | Recordkeeping | $1,308,278 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 26 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Advisory (Participants) | $562,473 |
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY Service code 27 · EIN 20-8764829 | Advisory (Plan) | $162,821 |
CROWE LLP1 year Filed as: CROWE, LLP Service code 10 · EIN 35-0921680 | Accounting | $39,500 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,165 | $118,441-32.3% | $151,634-47.1% | $89,433-10.4% |
| Participation rate | 95.9% | 88.0%+8.0pp | 87.5%+8.4pp | 71.3%+24.7pp |
| Annual return | -11.90% | -9.10%-2.8pp | 3.32%-15.2pp | -11.88%0pp |
| Employer contribution / active EE | $2,438 | $4,770-48.9% | $6,165-60.5% | $3,021-19.3% |
| Participant deferral / active EE | $7,590 | $7,648-0.8% | $8,363-9.2% | $5,125+48.1% |
| Admin fee / account holder | $56 | $90-37.9% | $11,614-99.5% | $79-30.0% |