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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 · EIN 26-4310632 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $11,209 |
NOVA 401(K) ASSOCIATES2+ years Service code 13 · EIN 20-1181458 10777 NORTHWEST FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $7,174 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY INSURANCE SVCS. INC. Service code 55 | Other Commissions | $1,740 |
MORNINGSTAR2+ years Filed as: MORNINGSTAR INC MORNINGSTAR ASSOC. Service code 99 5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Other Fees | $1,187 |
Filed as: GREAT WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $912 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111 | Investment Management | $34 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY INSURANCE SVCS INC Service code 55 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,621 | $42,546+2.5% | $71,796-39.2% | $55,167-20.9% |
| Participation rate | 88.0% | 59.1%+28.9pp | 69.1%+18.9pp | 69.0%+19.0pp |
| Annual return | 8.20% | 12.36%-4.2pp | 78.04%-69.8pp | 169.23%-161.0pp |
| Employer contribution / active EE | $303 | $803-62.3% | $1,924-84.2% | $1,963-84.5% |
| Participant deferral / active EE | $3,184 | $2,064+54.2% | $2,794+13.9% | $3,054+4.2% |
| Admin fee / account holder | $15 | $650-97.7% | $4,815-99.7% | $504-97.1% |