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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 · EIN 26-4310632 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $9,779 |
NOVA 401(K) ASSOCIATES1+ years Service code 13 · EIN 20-1181458 10777 NORTHWEST FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $5,110 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY INSURANCE SVCS. INC. Service code 55 | Other Commissions | $2,284 |
MORNINGSTAR1+ years Filed as: MORNINGSTAR INC MORNINGSTAR ASSOC. Service code 99 5904 PAYSPHERE CIRCLE · CHICAGO, IL 60674 | Other Fees | $1,090 |
Filed as: GREAT WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $525 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD, CO 80111 | Investment Management | $5 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY INSURANCE SVCS INC Service code 55 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,747 | $39,245+42.0% | $64,105-13.0% | $52,331+6.5% |
| Participation rate | 57.8% | 58.2%-0.5pp | 68.2%-10.4pp | 68.1%-10.3pp |
| Annual return | 0.52% | 14.79%-14.3pp | 791.24%-790.7pp | 4.54%-4.0pp |
| Employer contribution / active EE | $281 | $736-61.9% | $1,820-84.6% | $1,882-85.1% |
| Participant deferral / active EE | $2,924 | $1,992+46.8% | $2,822+3.6% | $3,022-3.3% |
| Admin fee / account holder | $4 | $592-99.4% | $4,499-99.9% | $592-99.4% |