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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS. Service code 15 · EIN 01-0233346 | Recordkeeping | $78,970 |
PORTFOLIO EVALUATIONS, INC.2 years Service code 27 · EIN 22-3189064 | Advisory (Plan) | $27,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $256,294 | $72,448+253.8% | $118,746+115.8% | $69,634+268.1% |
| Participation rate | 100.0% | 79.7%+20.3pp | 78.3%+21.7pp | 70.7%+29.3pp |
| Annual return | 13.19% | 19.06%-5.9pp | 24.54%-11.3pp | 27572.26%-27559.1pp |
| Employer contribution / active EE | $8,702 | $3,771+130.8% | $4,193+107.5% | $2,032+328.2% |
| Participant deferral / active EE | $11,903 | $4,943+140.8% | $5,332+123.2% | $3,224+269.2% |
| Admin fee / account holder | $177 | $99+79.0% | $10,720-98.3% | $110+60.2% |