Filed March 25, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $29,628 |
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $26,291 |
Service code 27 · EIN 47-2587418 | Advisory (Plan) | $10,669 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,883 | $42,810-23.2% | $169,463-80.6% | $55,725-41.0% |
| Participation rate | 58.8% | 64.7%-5.9pp | 77.8%-19.0pp | 70.9%-12.1pp |
| Annual return | -6.70% | -3.61%-3.1pp | 1.83%-8.5pp | 244.93%-251.6pp |
| Employer contribution / active EE | $492 | $1,402-64.9% | $4,159-88.2% | $2,078-76.3% |
| Participant deferral / active EE | $2,180 | $3,141-30.6% | $5,277-58.7% | $3,356-35.0% |
| Admin fee / account holder | $78 | $106-26.7% | $9,109-99.1% | $115-32.2% |