Filed March 25, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 55 · EIN 95-2834236 | Other Commissions | $29,546 |
Service code 37 · EIN 04-2647786 | Loan Processing | $20,477 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,212 | $44,229-38.5% | $155,790-82.5% | $55,191-50.7% |
| Participation rate | 55.3% | 60.8%-5.5pp | 76.1%-20.8pp | 69.2%-13.9pp |
| Annual return | -0.55% | 0.37%-0.9pp | 71.54%-72.1pp | 10.78%-11.3pp |
| Employer contribution / active EE | $396 | $1,317-70.0% | $3,836-89.7% | $1,899-79.2% |
| Participant deferral / active EE | $1,517 | $2,851-46.8% | $4,797-68.4% | $3,046-50.2% |
| Admin fee / account holder | $42 | $86-51.4% | $7,478-99.4% | $91-53.9% |