Filed March 25, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $34,937 |
Service code 37 · EIN 04-2647786 | Loan Processing | $21,405 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,295 | $46,966-24.9% | $185,117-80.9% | $69,631-49.3% |
| Participation rate | 57.9% | 65.3%-7.4pp | 77.3%-19.4pp | 70.7%-12.8pp |
| Annual return | 16.64% | 22.36%-5.7pp | 40.50%-23.9pp | 27571.02%-27554.4pp |
| Employer contribution / active EE | $466 | $1,360-65.7% | $4,182-88.8% | $2,032-77.0% |
| Participant deferral / active EE | $1,913 | $3,017-36.6% | $5,045-62.1% | $3,224-40.6% |
| Admin fee / account holder | $42 | $94-55.1% | $8,159-99.5% | $110-61.8% |