Filed November 30, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3+ years Filed as: LPL FINANCIAL - RPCP Service code 27 1601 WEST LAKES PARKWAY · WEST DES MOINES, IA 50266 | Advisory (Plan) | $66,336 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $14,500 |
BAKER TILLY US, LLP1 year Filed as: MONTGOMERY COSCIA GREILICH LLP Service code 10 · EIN 75-2919818 | Accounting | $7,785 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,720 | $46,966+116.6% | $185,117-45.1% | $69,631+46.1% |
| Participation rate | 96.7% | 65.3%+31.5pp | 77.3%+19.4pp | 70.7%+26.0pp |
| Annual return | 17.62% | 22.36%-4.7pp | 40.50%-22.9pp | 27571.02%-27553.4pp |
| Employer contribution / active EE | $6,429 | $1,360+372.6% | $4,182+53.8% | $2,032+216.4% |
| Participant deferral / active EE | $12,333 | $3,017+308.8% | $5,045+144.5% | $3,224+282.6% |
| Admin fee / account holder | $138 | $94+46.6% | $8,159-98.3% | $110+24.5% |