Filed November 30, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL - RPCP Service code 27 1601 WEST LAKES PARKWAY · WEST DES MOINES, IA 50266 | Advisory (Plan) | $58,759 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $17,369 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $86,900 | $42,582+104.1% | $171,082-49.2% | $57,658+50.7% |
| Participation rate | 96.1% | 63.9%+32.2pp | 76.7%+19.4pp | 70.2%+25.9pp |
| Annual return | 12.87% | 308.67%-295.8pp | 32.56%-19.7pp | 5.13%+7.7pp |
| Employer contribution / active EE | $6,384 | $1,306+388.8% | $4,002+59.5% | $1,974+223.5% |
| Participant deferral / active EE | $11,430 | $2,933+289.7% | $4,797+138.3% | $3,061+273.5% |
| Admin fee / account holder | $120 | $82+46.3% | $8,520-98.6% | $95+27.4% |