Filed November 30, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL - RPCP Service code 27 1601 WEST LAKES PARKWAY · WEST DES MOINES, IA 50266 | Advisory (Plan) | $51,469 |
Filed as: JOHN HANCOCK RETIREMENT PLAN SRVCS Service code 15 · EIN 01-0233346 | Recordkeeping | $7,821 |
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $4,294 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,950 | $44,229+62.7% | $155,790-53.8% | $55,191+30.4% |
| Participation rate | 95.0% | 60.8%+34.2pp | 76.1%+18.9pp | 69.2%+25.9pp |
| Annual return | 1.87% | 0.37%+1.5pp | 71.54%-69.7pp | 10.78%-8.9pp |
| Employer contribution / active EE | $4,514 | $1,317+242.7% | $3,836+17.7% | $1,899+137.8% |
| Participant deferral / active EE | $10,246 | $2,851+259.3% | $4,797+113.6% | $3,046+236.3% |
| Admin fee / account holder | $106 | $86+23.2% | $7,478-98.6% | $91+17.0% |