Filed September 17, 2025
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 22 · EIN 52-2206685 | Insurance Broker | $1,000 |
Filed as: NYLIFE SECURITIES Service code 55 | Other Commissions | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,051 | $50,464-34.5% | $75,784-56.4% | $52,331-36.8% |
| Participation rate | 78.2% | 66.8%+11.4pp | 75.8%+2.4pp | 68.1%+10.1pp |
| Annual return | -0.11% | 1.03%-1.1pp | 9.68%-9.8pp | 4.54%-4.7pp |
| Employer contribution / active EE | $2,904 | $1,988+46.0% | $3,323-12.6% | $1,882+54.3% |
| Participant deferral / active EE | $3,075 | $2,570+19.6% | $3,652-15.8% | $3,022+1.7% |
| Admin fee / account holder | $7 | $1,103-99.4% | $5,300-99.9% | $592-98.9% |