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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $37,245 |
HILLTOP SECURITIES INC.1 year Filed as: HILLTOP SECURITIES, INC Service code 22 | Insurance Broker | $14,465 |
HILLTOP SECURITIES INC.2 years Service code 22 · EIN 76-1653811 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,117 | $49,138+14.2% | $84,023-33.2% | $65,186-13.9% |
| Participation rate | 63.4% | 60.7%+2.6pp | 69.0%-5.6pp | 70.2%-6.8pp |
| Annual return | 18.09% | 23.00%-4.9pp | 71.32%-53.2pp | 29.39%-11.3pp |
| Employer contribution / active EE | $1,752 | $914+91.7% | $1,984-11.7% | $2,177-19.5% |
| Participant deferral / active EE | $3,479 | $2,397+45.1% | $3,239+7.4% | $3,514-1.0% |
| Admin fee / account holder | $272 | $543-50.0% | $6,102-95.5% | $847-67.9% |