Retirement plan

HALFF ASSOCIATES, INC. 401(K) PLAN

Name: HALFF ASSOCIATES, INC. - HALFF ASSOCIATES, INC. 401(K) PLAN (2020) Form 5500
Creator: HALFF ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HALFF ASSOCIATES, INC. 401(K) PLAN, HALFF ASSOCIATES, INC.

HALFF ASSOCIATES, INC.EIN 75-1308699Plan #001PY 2020

1201 NORTH BOWSER ROAD - RICHARDSON, TX 750812275214-346-6200LinkedIn501-1000 employees

Other plans on this EIN

1 filing

#003Retirement-$41.9M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$127.3M

+23.4% from 2019

Total participants

1,353

+11.8% from 2019

Average account balance

$99,130

+7.2% from 2019

Annual return

20.06%

-8.57 pp from 2019

Benchmarks

See 755 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort755 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$187.20M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$91K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,066

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$14.68M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.77%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$40

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
LOCKTON INVESTMENT ADVISORS, LLC1 year Service code 27 · EIN 20-8874282 444 W. 7TH STREET, SUITE 900 · KANSAS CITY, MO 641121906	Advisory (Plan)	$65,000
AMERICAN FUNDS1 year Filed as: CAPITAL GROUP RETIREMENT PLAN SERVI Service code 64 · EIN 95-1411037 6455 IRVINE CENTER DRIVE · IRVINE, CA 92618	Recordkeeping Fees	$6,776

Plan features & details

Pension benefit codes2E2H2J2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$68K

$68 / participant

Contract admin$68K100.0%

% of EOY assets

0.053%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: STAMBAUGH NESS, INC.
Auditor EIN: 232846715
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$99,130

$127,481-22.2%

$149,745-33.8%

$90,274+9.8%

Participation rate

93.1%

78.2%+14.9pp

82.5%+10.6pp

73.4%+19.8pp

Annual return

20.06%

57.78%-37.7pp

276.72%-256.7pp

53.97%-33.9pp

Employer contribution / active EE

$2,214

$3,448-35.8%

$4,646-52.4%

$2,523-12.3%

Participant deferral / active EE

$6,718

$6,975-3.7%

$6,843-1.8%

$4,231+58.8%

Admin fee / account holder

$53

$152-65.0%

$9,312-99.4%

$114-53.5%

Provider

Service type

Compensation

LOCKTON INVESTMENT ADVISORS, LLC1 year

Service code 27 · EIN 20-8874282

444 W. 7TH STREET, SUITE 900 · KANSAS CITY, MO 641121906

Advisory (Plan)

$65,000

AMERICAN FUNDS1 year

Filed as: CAPITAL GROUP RETIREMENT PLAN SERVI

Service code 64 · EIN 95-1411037

6455 IRVINE CENTER DRIVE · IRVINE, CA 92618

Recordkeeping Fees

$6,776

HALFF ASSOCIATES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HALFF ASSOCIATES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion