Retirement plan

HALFF ASSOCIATES, INC. 401(K) PLAN

Name: HALFF ASSOCIATES, INC. - HALFF ASSOCIATES, INC. 401(K) PLAN (2016) Form 5500
Creator: HALFF ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HALFF ASSOCIATES, INC. 401(K) PLAN, HALFF ASSOCIATES, INC.

HALFF ASSOCIATES, INC.EIN 75-1308699Plan #001PY 2016

1201 NORTH BOWSER ROAD - RICHARDSON, TX 75081214-346-6200LinkedIn501-1000 employees

Other plans on this EIN

1 filing

#003Retirement-$18.7M assets

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$68.8M

+12.9% from 2015

Total participants

729

+10.6% from 2015

Average account balance

$115,846

+1.3% from 2015

Annual return

8.06%

+7.20 pp from 2015

Benchmarks

See 2,524 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,524 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$187.20M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$91K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,066

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$14.68M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.77%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$40

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
LOCKTON INVESTMENT ADVISORS, LLC2+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 444 W 47TH STREET SUITE 900 · KANSAS CITY, MO 641121906	Advisory (Plan)	$49,888
LOCKTON INVESTMENT ADVISORS, LLC1 year Filed as: LOCKTON FINANCIAL ADVISORS Service code 55 2100 ROSS AVE STE 1200 · DALLAS, TX 752017943	Other Commissions	$8,314
AMERICAN FUNDS2+ years Filed as: CAPITAL RESEARCH AND MANAGEMENT CO Service code 64 · EIN 95-1411037 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071	Recordkeeping Fees	$2,712

Plan features & details

Pension benefit codes2E2H2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$51K

$92 / participant

Contract admin$51K100.0%

% of EOY assets

0.075%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: PERKINS, DEXTER, SINOPOLI & HAMM PC
Auditor EIN: 751969466
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$115,846

$80,177+44.5%

$123,894-6.5%

$57,658+100.9%

Participation rate

75.7%

74.4%+1.2pp

81.4%-5.7pp

70.2%+5.4pp

Annual return

8.06%

17.90%-9.8pp

47.52%-39.5pp

5.13%+2.9pp

Employer contribution / active EE

$1,941

$2,913-33.4%

$4,617-58.0%

$1,974-1.7%

Participant deferral / active EE

$5,508

$5,130+7.4%

$5,984-8.0%

$3,061+80.0%

Admin fee / account holder

$86

$106-18.7%

$8,357-99.0%

$95-8.6%

Provider

Service type

Compensation

LOCKTON INVESTMENT ADVISORS, LLC2+ years

Filed as: LOCKTON INVESTMENT ADVISORS

Service code 27 · EIN 20-8874282

444 W 47TH STREET SUITE 900 · KANSAS CITY, MO 641121906

Advisory (Plan)

$49,888

LOCKTON INVESTMENT ADVISORS, LLC1 year

Filed as: LOCKTON FINANCIAL ADVISORS

Service code 55

2100 ROSS AVE STE 1200 · DALLAS, TX 752017943

Other Commissions

$8,314

AMERICAN FUNDS2+ years

Filed as: CAPITAL RESEARCH AND MANAGEMENT CO

Service code 64 · EIN 95-1411037

333 SOUTH HOPE STREET · LOS ANGELES, CA 90071

Recordkeeping Fees

$2,712

HALFF ASSOCIATES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HALFF ASSOCIATES, INC. 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion