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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 84-1477138 | Direct payment from the plan; Sub-tra... | $37,205 |
LPL FINANCIAL3+ years Filed as: CLEARPOINT FINANCIAL Service code 26 600 108TH AVE. NE · BELLEVUE, WA 98004 | Advisory (Participants) | $20,000 |
NEWPORT GROUP, INC.3+ years Filed as: MATRIX FINANCIAL SOLUTIONS, INC. Service code 18 · EIN 20-1591048 | Investment management; Shareholder se... | $11,869 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,954 | $43,233-63.1% | $185,117-91.4% | $77,958-79.5% |
| Participation rate | 87.2% | 64.2%+22.9pp | 77.3%+9.9pp | 71.6%+15.5pp |
| Annual return | 26.35% | 20.43%+5.9pp | 40.50%-14.1pp | 20.87%+5.5pp |
| Employer contribution / active EE | $0 | $1,312-100.0% | $4,182-100.0% | $2,310-100.0% |
| Participant deferral / active EE | $4,233 | $2,912+45.3% | $5,045-16.1% | $3,537+19.7% |
| Admin fee / account holder | $29 | $95-69.0% | $8,159-99.6% | $97-69.8% |