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| Provider | Service type | Compensation |
|---|---|---|
SAGEPOINT FINANCIAL INC1 year Filed as: RESOURCE INVESTMENT ADVISORS Service code 28 · EIN 43-1451524 | Investment Management | $22,500 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $15,346 |
BB&T2 years Filed as: BB&T INSTITUTIONAL INVESTMENT Service code 28 · EIN 57-0956597 | Investment Management | $11,250 |
Filed as: ERICKSON DEMEL AND CO PLLC Service code 10 · EIN 46-4064364 | Accounting | $11,000 |
Filed as: CHARLES SCHWAB & CO INC AND AFFILIA Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $219,498 | $185,342+18.4% | $111,319+97.2% | $86,828+152.8% |
| Participation rate | 94.3% | 81.0%+13.3pp | 77.3%+17.0pp | 72.3%+22.0pp |
| Annual return | 15.11% | 500.80%-485.7pp | 54.68%-39.6pp | 97.95%-82.8pp |
| Employer contribution / active EE | $5,160 | $2,246+129.7% | $2,732+88.9% | $2,406+114.5% |
| Participant deferral / active EE | $19,376 | $4,458+334.6% | $4,488+331.8% | $4,132+368.9% |
| Admin fee / account holder | $52 | $255-79.8% | $7,966-99.4% | $170-69.6% |