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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY Service code 28 · EIN 26-4310632 | Investment Management | $89,383 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $124,238 | $72,770+70.7% | $67,652+83.6% | $55,191+125.1% |
| Participation rate | 89.0% | 78.8%+10.2pp | 75.7%+13.3pp | 69.2%+19.8pp |
| Annual return | 0.35% | -3.26%+3.6pp | 6625.40%-6625.1pp | 10.78%-10.4pp |
| Employer contribution / active EE | $4,228 | $1,769+139.0% | $2,266+86.6% | $1,899+122.7% |
| Participant deferral / active EE | $11,321 | $3,408+232.2% | $3,560+218.0% | $3,046+271.6% |
| Admin fee / account holder | $100 | $79+27.3% | $4,821-97.9% | $91+10.5% |