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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 28 · EIN 36-3145972 | Investment Management | $81,174 |
Filed as: MORGAN STANLEY & CO, INC Service code 28 · EIN 26-4310632 | Investment Management | $21,660 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB & CO AFFILIATES Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,786 | $63,905+114.0% | $74,184+84.4% | $57,661+137.2% |
| Participation rate | 87.9% | 79.8%+8.1pp | 76.6%+11.2pp | 70.2%+17.6pp |
| Annual return | 7.44% | 60.60%-53.2pp | 17.74%-10.3pp | 5.13%+2.3pp |
| Employer contribution / active EE | $4,131 | $1,840+124.5% | $2,370+74.3% | $1,974+109.3% |
| Participant deferral / active EE | $11,220 | $3,448+225.4% | $3,550+216.1% | $3,061+266.6% |
| Admin fee / account holder | $112 | $91+22.5% | $5,586-98.0% | $95+18.0% |