Filed July 3, 2017
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.1 year Service code 15 · EIN 23-1945930 | Recordkeeping | $21,816 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $4,101 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL, LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $3,999 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $836 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,314 | $80,177-56.0% | $123,894-71.5% | $57,658-38.8% |
| Participation rate | 68.0% | 74.4%-6.4pp | 81.4%-13.4pp | 70.2%-2.2pp |
| Annual return | 13.12% | 17.90%-4.8pp | 47.52%-34.4pp | 5.13%+8.0pp |
| Employer contribution / active EE | $850 | $2,913-70.8% | $4,617-81.6% | $1,974-56.9% |
| Participant deferral / active EE | $2,830 | $5,130-44.8% | $5,984-52.7% | $3,061-7.5% |
| Admin fee / account holder | $68 | $106-36.4% | $8,357-99.2% | $95-28.5% |