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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE& ANNUITY INS Service code 64 · EIN 84-0467907 | Recordkeeping Fees | $17,996 |
Filed as: ADVISED ASSET GROUP Service code 28 · EIN 84-1532243 | Investment Management | $1,082 |
LOREN D. STARK COMPANY2+ years Service code 13 · EIN 74-1537058 | Contract Administrator | $900 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY INSURANCE SVCS, INC. Service code 55 · EIN 51-0116113 | Other Commissions | $0 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 · EIN 26-4310632 | Other Commissions | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,778 | $60,165-37.2% | $74,184-49.1% | $55,167-31.5% |
| Participation rate | 76.7% | 74.2%+2.6pp | 76.6%+0.1pp | 69.0%+7.8pp |
| Annual return | 8.95% | 10.00%-1.1pp | 17.74%-8.8pp | 169.23%-160.3pp |
| Employer contribution / active EE | $968 | $1,600-39.5% | $2,370-59.2% | $1,963-50.7% |
| Participant deferral / active EE | $2,316 | $2,973-22.1% | $3,550-34.8% | $3,054-24.2% |
| Admin fee / account holder | $157 | $419-62.5% | $5,586-97.2% | $504-68.8% |